Reference health
Simplifying RIA Oversight
4/4 checkable references clean · checked 2026-08-29
Every reference with a DOI in the deposited reference list resolved to a known work in Crossref or DataCite at the dated check, and none carried a retraction, withdrawal, or removal notice.
41 without a DOI — not checked. A reference deposited without a DOI is never matched by title or guessed at; it stays outside the checked set, and this line discloses that.
The 4 checked references that resolve
The 41 references without a DOI — listed, not checked
no DOI — not checkedRecent changes in the regulatory landscape
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no DOI — not checkedComply -U.S. regulator intensifies scruting of fee based accounts
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no DOI — not checkedCompliance requirements for Registered Investment Advisers
no DOI — not checkedCommittee for the Fiduciary Standard
no DOI — not checkedConsumer Federation of America website
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no DOI — not checkedref14
no DOI — not checkedThe Failure of Investor Protection by Disclosure
no DOI — not checkedThe Regulation of Brokers, Dealers, Advisors and Financial Planners
no DOI — not checkedLet the Securities and Exchange Commission Outsource Enforcement by Litigation: A Proposal
no DOI — not checkedref19
no DOI — not checkedTargeted examination letters
no DOI — not checkedHow to become a Registered Investment Advisor
no DOI — not checkedref22
no DOI — not checkedSEC settlements in Ponzi scheme cases: putting Madoff and Stanford in context
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no DOI — not checkedref25
no DOI — not checkedMurphy: fi360, Inc.("fi360") is pleased to respond to the Commission's request for information set forth in Release No. 34-69013/IA-3558 (the "Release"), regarding Duties of Broker, Dealers, and Investment Advisers National Registry Services
no DOI — not checkedref28
no DOI — not checkedref29
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no DOI — not checkedAdvisor Conflicts of Interest: Finding and Mitigating Them
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no DOI — not checkedSEC Charges Oregon-Based Firm with Failure to Disclose Revenue Sharing. Press Release (180
no DOI — not checkedSEC Charges San Diego-Based Firm with Cherry Picking
no DOI — not checkedRegulation of Investment Advisers by the U.S. Securities and Exchange Commission. Division of the Securities and Exchange Commission
no DOI — not checkedInformation for Newly-Registerd Investment Advisors. Division of the Securities and Exchange Commission
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no DOI — not checkedref41
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no DOI — not checkedRegulating Broker-Dealers and Investment Advisers: Demarcation or Harmonization?
no DOI — not checkedref44
no DOI — not checkedref45
What this badge says. CiteStamped means the CHECKABLE references of this
work were clean at the dated check: each resolved to a known work in a public registry, and none
carried a retraction notice at that time. It says nothing about the quality, findings,
or importance of the work itself, and nothing about references deposited without a DOI.
checked 2026-08-29 — re-checked daily as this page is visited; titles and statuses come from Crossref and DataCite and are not part of the signed record
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