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Does Continuing Education Deter Misconduct? Evidence from Investment Advisers

https://doi.org/10.2139/ssrn.5364092
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Outgoing claims: the papers this work cites, builds on, or argues with.

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Regulatory Leakage Among Financial Advisors: Evidence From FINRA Regulation of 'Bad' Brokers
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The Prevalence and Effects of Occupational Licensing
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When Harry Fired Sally: The Double Standard in Punishing Misconduct
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Is Formal Ethics Training Merely Cosmetic? A Study of Ethics Training and Ethical Organizational Culture
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